DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Emily Catherine Burdett
Feed of 09/15/2026
Also filed as Emily Catherine Bergquist
At current firm
0 y
since May 1, 2026
In the industry
12 y
since Jan 27, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Steward Partners Investment Advisory, LLC BD affiliated currentsince May 1, 2026 · Rochester, Ny
- Ameriprise Financial Services, LLC national BDNov 16, 2023 to May 8, 2026 · Rochester, Ny
- MML Investors Services, LLC BD affiliatedJul 8, 2021 to Nov 10, 2023 · Rochester, Ny
- Waddell & Reed formerFeb 18, 2014 to Jul 7, 2015 · Fairport, Ny
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Steward Partners Investment Advisory, LLCleft May 8, 2026, registered May 1, 2026 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- MML Investors Services, LLC to Ameriprise Financial Services, LLCleft Nov 10, 2023, registered Nov 16, 2023 (6 days) · Affiliated broker-dealer or bank to another
- Waddell & Reed to MML Investors Services, LLCleft Jul 7, 2015, registered Jul 8, 2021 (2193 days) · Other
Signals
- Emily Catherine Burdett left Ameriprise Financial Services, Llc for Steward Partners Investment Advisory, Llc (registered 2026-05-01)May 8, 2026 · Advisor changed firm · fact
- Emily Catherine Burdett left Mml Investors Services, Llc for Ameriprise Financial Services, Llc (registered 2023-11-16)Nov 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address