RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• M••••• M••••••
- G•••••••• G•••••••• L•• independent RIA currentsince Apr 14, 2025 · Fayetteville, Ar
- M•••••• F•••••••• unclassifiedSep 6, 2023 to Apr 4, 2025 · Bella Vista, Ar
- M••••• F•••••••• G••••• L•• independent RIANov 22, 2022 to Dec 21, 2022 · Rogers, Ar
- M•••••• F•••••••• to G•••••••• G•••••••• L••left Apr 4, 2025, registered Apr 14, 2025 (10 days) · Other
- M••••• F•••••••• G••••• L•• to M•••••• F••••••••left Dec 21, 2022, registered Sep 6, 2023 (259 days) · Other
- E•••• M••••• M•••••• left M•••••• F•••••••• for G•••••••• G•••••••• L•• (registered 2025-04-14)Apr 4, 2025 · Advisor changed firm · fact
- E•••• M••••• M•••••• left M••••• F•••••••• G••••• L•• for M•••••• F•••••••• (registered 2023-09-06)Dec 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address