DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G•••••••• G•••••••• L••
Latest filing Jul 24, 2026
First filing on the tape Dec 14, 2011 · 65 filings
SEC status approved since Sep 30, 1982
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$1.9B individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
$98.6M
derived; firm RAUM over IAPD count
Employees
26
14 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
65 filings and snapshots on the tape
RAUM$2.0B as of Jul 24, 2026
Dec 14, 2011$160M then
HNW client RAUM$1.6B as of Jul 24, 2026
Dec 14, 2017$51.7M then
State-registered IARs (5.B.3)14 as of Jul 24, 2026
Dec 14, 20110 then
Employees (5.A)26 as of Jul 24, 2026
Nov 29, 201210 then
Private funds1 as of Jul 24, 2026
Mar 17, 20232 then
RAUM +20% over the last fiscal year+31% a year over threeIARs 11 to 14offices 1 to 2
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $98.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $636,007derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +27%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $1.2B, 576 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.6B84%
- Individuals$211M11%
- Pension and profit-sharing plans$80.8M4.1%
- Charitable organizations$27.1M1.4%
- Pooled investment vehicles$5.5M0.3%
- Corporations and businesses$208,0220.0%
- Other investment advisers$169,6290.0%
- Individual clients
- 568reported
- HNW clients
- 483reported
- Pension plan clients
- 30reported
- Charitable clients
- 16reported
- Accounts
- 3,101reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 576 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
20 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• D••••• A••••••• | Fayetteville, Ar | Sep 14, 2005 | 24 y | 2 |
| G••••• B•••••••• G•••••••Chartered Financial Analyst | Fayetteville, Ar | Sep 10, 2008 | 21 y | 1 |
| C••••• C••••••• F••••• | Fayetteville, Ar | Sep 2, 2015 | 12 y | 0 |
| J••• T• M••••Certified Financial Planner | Fayetteville, Ar | Feb 19, 2016 | 11 y | 0 |
| L••• A•• B••••Certified Financial Planner | Fayetteville, Ar | Jul 22, 2016 | 23 y | 1 |
| J••••• K••••• K••••••• | Fayetteville, Ar | Apr 29, 2019 | 16 y | 0 |
| D•••• A•••• A••• | Fayetteville, Ar | Mar 4, 2021 | 13 y | 0 |
| M•••••• V••••••• B••••••Certified Financial Planner | Fayetteville, Ar | Aug 30, 2022 | 14 y | 0 |
| J•• M•••••• F••• | Fayetteville, Ar | Apr 8, 2024 | 10 y | 0 |
| W•••••• H•••• S••••••• | Fayetteville, Ar | Jun 18, 2024 | 33 y | 3 |
| S•••• S•••• A•••••Chartered Financial Analyst | Fayetteville, Ar | Oct 10, 2024 | 29 y | 2 |
| A••••• M• W••••••• | Fayetteville, Ar | Jan 6, 2025 | 10 y | 0 |
| M•••• S••••• L••• | Fayetteville, Ar | Jan 13, 2025 | 12 y | 0 |
| E•••• M••••• M•••••• | Fayetteville, Ar | Apr 14, 2025 | 13 y | 2 |
| L•••••• C•••••• | Fayetteville, Ar | Oct 7, 2025 | 11 y | 0 |
| C••••• P• H••••• | Fayetteville, Ar | May 1, 2026 | 11 y | 0 |
| J•••• C••••••••• B•••• | Fayetteville, Ar | May 29, 2026 | 10 y | 0 |
| A•••• J••••• | Fayetteville, Ar | Jun 25, 2026 | 10 y | 0 |
| C••••••••• H•••• | Fayetteville, Ar | Jul 21, 2026 | 10 y | 1 |
| A•• C•••••••• P•••••• | Fayetteville, Ar | Jul 23, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S•••• S•••• A••••• to B••••• M••••••• M•••• M••••••••• I•••Apr 2, 2008 · Other
- W•••••• T•••• F•••••• to C•••• • A••••••••• I•••Aug 12, 2005 · Other
- J•••• D••••• A••••••• to G••••••• A•••• M••••••••• L••Apr 29, 2005 · Other
Joined, latest
- C••••••••• H•••• from P•••••••• A•••••••Jul 21, 2026 · Affiliated broker-dealer or bank to independent RIA
- E•••• M••••• M•••••• from M•••••• F••••••••Apr 14, 2025 · Other
- S•••• S•••• A••••• from B••••• M••••••• M•••• M••••••••• I•••Oct 10, 2024 · RIA to RIA
- W•••••• H•••• S••••••• from B• R•••• W••••• A•••••••• I•••Jun 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- G••••• B•••••••• G••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 10, 2008 · Other
- J•••• D••••• A••••••• from G••••••• A•••• M••••••••• L••Sep 14, 2005 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G• Z• S•• 1• L•• | Private Equity Fund | $5.2M | 47 | Mar 17, 2023 |
| G• C• S•• 1• L••no longer reported | Real Estate Fund | $1.5M | 27 | Mar 17, 2023 |
Owners and control persons
Schedule A and B, latest filing
- G•••••••• G•••••• B• · Chief Executive Officer Compliance Officercontrolsince 04/2013 · owns less than 5%
- G•••••••• G•••••• B• · Trusteecontrolsince 06/2019 · owns F of G••••••• F••••• T••••
- G•••••••• L••••••• M•••• · Trusteecontrolsince 06/2019 · owns F of G••••••• F••••• T••••
- B••••• L•••• A•• · President And Chief Compliance Officersince 03/2020 · owns less than 5%
- E••• D•••••• J•••• · Chief Operating Officersince 07/2026 · owns less than 5%
Entity owners
- G• R•• H•••••• L•• · Memberdirect · owns 75% or more
- G••••••• F••••• T•••• · Trustdirect · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fayetteville, Ar · principal | 20 | 6 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Rogers, AR8 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Jul 24, 2026insurance affiliate (Item 7.A.10): yes on the filing of 2026-05-20, no on the filing of 2026-07-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 24, 2026G•••••••• L••••••• M•••• (TRUSTEE) left Schedule A between the filings of 2020-05-06 and 2026-07-24peers: independent wealth managers, $1B to $5B (1,362)
- new owner headcount expandsCombination · filing Mar 30, 2026G• R•• H•••••• L•• joined Schedule A on the filing of 2026-07-24; advisors 11.0 to 14.0 between the annual amendments of 2025-03-07 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Related insurance company · true to falseMay 20, 2026 to Jul 24, 2026
- Related adviser · false to trueMar 30, 2026 to May 20, 2026
- Accounts · 2,873 to 3,101Jan 2, 2026 to Mar 30, 2026
- Advisory employees · 11 to 14Jan 2, 2026 to Mar 30, 2026
- Advisory activities · 4 to 5Jan 2, 2026 to Mar 30, 2026
- Charity clients · 12 to 16Jan 2, 2026 to Mar 30, 2026
- HNW clients · 454 to 483Jan 2, 2026 to Mar 30, 2026
- Individual clients · 535 to 568Jan 2, 2026 to Mar 30, 2026
- Pension plan clients · 33 to 30Jan 2, 2026 to Mar 30, 2026
- Pooled vehicle clients · 2 to 4Jan 2, 2026 to Mar 30, 2026
- Assets in custody · $845M to $1.2BJan 2, 2026 to Mar 30, 2026
- Employees · 23 to 26Jan 2, 2026 to Mar 30, 2026
- State-registered IARs · 11 to 14Jan 2, 2026 to Mar 30, 2026
- Other offices · 1 to 2Jan 2, 2026 to Mar 30, 2026
- Private funds · 2 to 1Jan 2, 2026 to Mar 30, 2026
- Discretionary RAUM · $1.6B to $2.0BJan 2, 2026 to Mar 30, 2026
- HNW RAUM · $1.4B to $1.6BJan 2, 2026 to Mar 30, 2026
- Individual RAUM · $150M to $211MJan 2, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $13.2M to $0Jan 2, 2026 to Mar 30, 2026
- Pension RAUM · $78.7M to $80.8MJan 2, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $7.3M to $5.5MJan 2, 2026 to Mar 30, 2026
- RAUM · $1.6B to $2.0BJan 2, 2026 to Mar 30, 2026
- Succession · true to falseDec 10, 2025 to Jan 2, 2026
- Business name · G•••••••• G••••••• I••• to G•••••••• G•••••••• L••Nov 14, 2025 to Dec 10, 2025
- Legal name · G•••••••• G••••••• I••• to G•••••••• G•••••••• L••Nov 14, 2025 to Dec 10, 2025
- Organization form · Corporation to Limited Liability CompanyNov 14, 2025 to Dec 10, 2025
- Succession · false to trueNov 14, 2025 to Dec 10, 2025
- Financial planning clients · 251-500 to 251-500Feb 28, 2025 to Mar 7, 2025
- Accounts · 2,496 to 2,873Dec 11, 2024 to Feb 28, 2025
- Advisory employees · 8 to 11Dec 11, 2024 to Feb 28, 2025
- Charity clients · 11 to 12Dec 11, 2024 to Feb 28, 2025
- Corporate clients · 3.0 to unsetDec 11, 2024 to Feb 28, 2025
- HNW clients · 374 to 454Dec 11, 2024 to Feb 28, 2025
- Individual clients · 448 to 535Dec 11, 2024 to Feb 28, 2025
- Pension plan clients · 31 to 33Dec 11, 2024 to Feb 28, 2025
- Pooled vehicle clients · 4 to 2Dec 11, 2024 to Feb 28, 2025
- Assets in custody · $464M to $845MDec 11, 2024 to Feb 28, 2025
- Employees · 15 to 23Dec 11, 2024 to Feb 28, 2025
- State-registered IARs · 8 to 11Dec 11, 2024 to Feb 28, 2025
- Discretionary RAUM · $1.1B to $1.6BDec 11, 2024 to Feb 28, 2025
Signals
6 dated events
- G•••••••• G•••••••• L•• reported succeeding to the business of G•••••••• G••••••• I••• (Form ADV Item 4)Dec 10, 2025 · Succession (Item 4) · fact
- G•••••••• G•••••••• L•• reported RAUM $1.6B, up 48% from $1.1B (2024-12-11 to 2025-02-28)Feb 28, 2025 · RAUM change · derived
- G•••••••• G•••••••• L•• reported RAUM $1.1B, up 26% from $877.8M (2024-01-05 to 2024-03-18)Mar 18, 2024 · RAUM change · derived
- G•••••••• G•••••••• L•• reported RAUM $844.2M, up 40% from $603.6M (2021-12-01 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- M•••• L•••••• G••••••• (Trustee) appeared on Schedule A of G•••••••• G•••••••• L••May 6, 2020 · Control person joined · fact
- G•••••••• G••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Feb 26, 2019 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- G•••••••• G•••••••• L•• · Family Officesshared crd · office
- G•••••••• G•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- G•••••••• G••••••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@greenwoodgearhart.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 479-521-5300reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 479-521-5353reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-500-5353reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/greenwoodgearhartreportedpublic record, Form ADV, Sep 18, 2026
- Website
- greenwoodgearhart.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 479-521-5353reportedpublic record, Form ADV, Jul 24, 2026
- Contact form
- greenwoodgearhart.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- greenwoodgearhart.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
G•••••••• G•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…