RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••• C••••••
- C•••••• W•••••• L•• state registered currentsince Mar 11, 2022 · Omaha, Ne
- M••••• C•• A•• A••••••• independent RIAApr 20, 2017 to Jun 30, 2022 · Omaha, Ne
- S••••••••• A•••••• A•••••••• I••• formerApr 6, 2015 to Apr 14, 2017 · Omaha, Ne
- M•• F•••••••• S•••••••• I••• formerDec 19, 2012 to Apr 3, 2015 · Omaha, Ne
- M••••• C•• A•• A••••••• to C•••••• W•••••• L••left Jun 30, 2022, registered Mar 11, 2022 (-111 days) · RIA to a state-registered adviser
- S••••••••• A•••••• A•••••••• I••• to M••••• C•• A•• A•••••••left Apr 14, 2017, registered Apr 20, 2017 (6 days) · Other
- M•• F•••••••• S•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Apr 3, 2015, registered Apr 6, 2015 (3 days) · Other
- M•••••• S•••• C•••••• left M••••• C•• A•• A••••••• for C•••••• W•••••• L•• (registered 2022-03-11)Jun 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address