RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Apr 3, 2018 · St. Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 15, 2017 to Mar 13, 2018 · St Louis, Mo
- T• A••••••••• I••• formerOct 15, 2017 to Mar 13, 2018 · St Louis, Mo
- S•••••••• I••••••••• M••••••••• formerJun 28, 2017 to Mar 13, 2018 · Saint Louis, Mo
- L•• F•••••••• L•• BD affiliatedAug 12, 2011 to Mar 2, 2012 · Arnold, Mo
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Mar 13, 2018, registered Oct 15, 2017 (-149 days) · channel change inside one enterprise, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 13, 2018, registered Oct 15, 2017 (-149 days) · Other
- T• A••••••••• I••• to W•••• F•••• A•••••••left Mar 13, 2018, registered Apr 3, 2018 (21 days) · Other
- L•• F•••••••• L•• to S•••••••• I••••••••• M•••••••••left Mar 2, 2012, registered Jun 28, 2017 (1944 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address