RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• O••••• C•••••
- C••••• W••••• G•••• L•• state registered currentsince Oct 20, 2025 · Eagle, Id
- F••• M••••• • W••••••••• L•• formerNov 5, 2013 to Dec 22, 2014 · W•••••••••, Dc
- O•• C•••••• M••••••••• L•• independent RIAOct 13, 2011 to Oct 4, 2013 · Westlake Village, Ca
- F••• M••••• • W••••••••• L•• to C••••• W••••• G•••• L••left Dec 22, 2014, registered Oct 20, 2025 (3955 days) · Other
- O•• C•••••• M••••••••• L•• to F••• M••••• • W••••••••• L••left Oct 4, 2013, registered Nov 5, 2013 (32 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address