RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G••••• C••••••
- V••••••• A•••••••• I••• BD affiliated currentsince Aug 10, 2026 · P•••O, Tx
- V••••••• A•••••••• I••• BD affiliatedNov 7, 2022 to Aug 10, 2026 · P•••O, Tx
- R•• W••••• A••••••• formerApr 26, 2022 to Aug 10, 2022 · Dallas, Tx
- G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L•• formerFeb 29, 2016 to Mar 29, 2019 · Sacramento, Ca
- R•• W••••• A••••••• to V••••••• A•••••••• I•••left Aug 10, 2022, registered Nov 7, 2022 (89 days) · RIA to affiliated broker-dealer or bank
- G••••••• B•••••• • B••••••• W••••• A•• R••••••••• P••• M•••• L•• to R•• W••••• A•••••••left Mar 29, 2019, registered Apr 26, 2022 (1124 days) · RIA to RIA
- M•••••• G••••• C•••••• left R•• W••••• A••••••• for V••••••• A•••••••• I••• (registered 2022-11-07)Aug 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address