DFX Intelligence
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Registered advisor
D•••• G•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• A•••••••• G••••••••• G••••••••• A•••••••• G•••••
At current firm
8 y
since Oct 13, 2017
In the industry
15 y
since Aug 19, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 13, 2017 · Warren, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedMar 5, 2014 to Oct 23, 2017 · Detroit, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 24, 2011 to Feb 25, 2014 · Farmington Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- F•••• T•••• S••••••••• I••• to J••• M••••• S••••••••• L••left Oct 23, 2017, registered Oct 13, 2017 (-10 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••left Feb 25, 2014, registered Mar 5, 2014 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address