DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••••• T• S•••••••••

L•• F•••••••• L••BD affiliatedIrmo, Sc dual registrantIAPD 5932914

Feed of 09/15/2026

Also filed as J•••••••• S•••••••••

At current firm

4 y

since Sep 14, 2022

In the industry

15 y

since Aug 25, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 14, 2022 · Columbia, Sc
C••• F•••••••• S•••••••• L••• former
Sep 7, 2018 to Aug 19, 2022 · Columbia, Sc
G••• L••• A•••••••• L•• independent RIA
Jun 28, 2016 to Sep 13, 2018 · Columbia, Sc
W•••• F•••• A••••••• wirehouse
Oct 14, 2013 to Jun 29, 2016 · Columbia, Sc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 29, 2011 to Oct 14, 2013 · Columbia, Sc

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
left Aug 19, 2022, registered Sep 14, 2022 (26 days) · Affiliated broker-dealer or bank to independent RIA
G••• L••• A•••••••• L•• to C••• F•••••••• S•••••••• L•••
left Sep 13, 2018, registered Sep 7, 2018 (-6 days) · RIA to affiliated broker-dealer or bank
W•••• F•••• A••••••• to G••• L••• A•••••••• L••
left Jun 29, 2016, registered Jun 28, 2016 (-1 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Oct 14, 2013, registered Oct 14, 2013 (0 days) · Wirehouse to wirehouse

Signals

J•••••••• T• S••••••••• left C••• F•••••••• S•••••••• L••• for L•• F•••••••• L•• (registered 2022-09-14)
Aug 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address