RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P•••••• M•••••••
- I•••••••• A•••••••• L•• BD affiliated currentsince Nov 3, 2025 · Austin, Tx
- L••• S••••• A•••••••• L•• formerJul 31, 2018 to Nov 3, 2025 · Memphis, Tn
- F•• S••••••••• C••••••••• formerFeb 7, 2012 to Jul 31, 2018 · Memphis, Tn
- P•••••• C••••• L•• formerJan 12, 2012 to Jun 14, 2012 · Memphis, Tn
- L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- F•• S••••••••• C••••••••• to L••• S••••• A•••••••• L••left Jul 31, 2018, registered Jul 31, 2018 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- P•••••• C••••• L•• to F•• S••••••••• C•••••••••left Jun 14, 2012, registered Feb 7, 2012 (-128 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address