RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J••• C•••••
- B•••• K••••• W••••• M••••••••• L•• independent RIA currentsince Jan 1, 2026 · Frisco, Tx
- O••••••• A••••••• S••••••• L•• independent RIAOct 2, 2019 to May 1, 2020 · Hot Springs, Ar
- O••••••• A••••••• A•• F•••••••• S•••••••• L•• formerMay 1, 2015 to Nov 2, 2017 · Hot Springs, Ar
- H••• S••••• A•••• M••••••••• L•• unclassifiedJul 25, 2011 to May 1, 2015 · Hot Springs, Ar
- O••••••• A••••••• S••••••• L•• to B•••• K••••• W••••• M••••••••• L••left May 1, 2020, registered Jan 1, 2026 (2071 days) · RIA to RIA
- O••••••• A••••••• A•• F•••••••• S•••••••• L•• to O••••••• A••••••• S••••••• L••left Nov 2, 2017, registered Oct 2, 2019 (699 days) · Other
- H••• S••••• A•••• M••••••••• L•• to O••••••• A••••••• A•• F•••••••• S•••••••• L••left May 1, 2015, registered May 1, 2015 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address