S•••••••• T•••••• B••••

• U••• B•••••• A•••••••• L•• BD affiliated current
  since Feb 13, 2026 · Charlotte, Nc
• U••• B•••••• I••••••••• I••• former
  Dec 11, 2023 to Feb 13, 2026 · Saint Paul, Mn
• W•••• F•••• A••••••• wirehouse
  May 23, 2023 to Dec 15, 2023 · St. Louis, Mo
• F•••• T•••• S••••••••• I••• BD affiliated
  Dec 13, 2016 to Oct 12, 2018 · Indian Trail, Nc

• U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
  left Dec 15, 2023, registered Dec 11, 2023 (-4 days) · Wirehouse to affiliated broker-dealer or bank
• F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••
  left Oct 12, 2018, registered May 23, 2023 (1684 days) · Affiliated broker-dealer or bank to wirehouse

• ••• Locked
  Dec 15, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address