DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• C•••• S•••••• N••••••

Z•••••state registeredLake Mary, FlIA-onlyIAPD 5946258

Certified Financial Planner

Feed of 09/14/2026

Also filed as G•••••• C•••• S•••••• N••••••

At current firm

2 y

since Aug 14, 2024

In the industry

14 y

since Dec 8, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Z••••• state registered current
since Aug 14, 2024 · Lake Mary, Fl
A••••••• W••••• A••••••• BD affiliated
Mar 31, 2022 to Apr 30, 2024 · Lake Mary, Fl
S••••• A••••••• G•••• I•• state registered
Jul 21, 2020 to Apr 30, 2024 · San Juan, Pr
R•••••• J•••• • A••••••••• I••• national BD
Dec 1, 2014 to Jun 2, 2020 · Orlando, Fl
U•• F•••••••• S••••••• I••• wirehouse
Aug 28, 2012 to Dec 3, 2014 · San Juan, Pr

Moves

a registration end followed by a registration begin elsewhere

S••••• A••••••• G•••• I•• to A••••••• W••••• A•••••••
left Apr 30, 2024, registered Mar 31, 2022 (-761 days) · Other
A••••••• W••••• A••••••• to Z•••••
left Apr 30, 2024, registered Aug 14, 2024 (106 days) · Affiliated broker-dealer or bank to a state-registered adviser
R•••••• J•••• • A••••••••• I••• to S••••• A••••••• G•••• I••
left Jun 2, 2020, registered Jul 21, 2020 (49 days) · Affiliated broker-dealer or bank to a state-registered adviser
U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Dec 3, 2014, registered Dec 1, 2014 (-2 days) · Wirehouse to affiliated broker-dealer or bank

Signals

G•••••• C•••• S•••••• N•••••• left S••••• A••••••• G•••• I•• for A••••••• W••••• A••••••• (registered 2022-03-31)
Apr 30, 2024 · Advisor changed firm · fact
G•••••• C•••• S•••••• N•••••• left A••••••• W••••• A••••••• for Zafiro (registered 2024-08-14)
Apr 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address