RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••••• W•••••••
- B••• • G••••• L•• mixed wealth currentsince Feb 28, 2024 · East Lansing, Mi
- F••••••• P••• I••••••••• L•• mixed wealthJan 19, 2023 to Jul 5, 2023 · Bloomfield Hills, Mi
- A••••••• A•••• M••••••••• I••• mixed wealthJan 19, 2016 to Sep 13, 2022 · Lisle, Il
- F••••••• P••• I••••••••• L•• to B••• • G••••• L••left Jul 5, 2023, registered Feb 28, 2024 (238 days) · RIA to RIA
- A••••••• A•••• M••••••••• I••• to F••••••• P••• I••••••••• L••left Sep 13, 2022, registered Jan 19, 2023 (128 days) · Other
- N•••••• W••••••• left F••••••• P••• I••••••••• L•• for B••• • G••••• L•• (registered 2024-02-28)Jul 5, 2023 · Advisor changed firm · fact
- N•••••• W••••••• left A••••••• A•••• M••••••••• I••• for F••••••• P••• I••••••••• L•• (registered 2023-01-19)Sep 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address