RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P•••••• F••••
- H••••• F••••• C••••••• L•• state registered currentsince Jul 16, 2026 · Chicago, Il
- E•••• P•••• C•••••• L•• state registered currentsince Jan 29, 2020 · Chicago, Il
- K•• F•••••••• L•• mixed wealthJun 10, 2015 to Dec 1, 2016 · Chicago, Il
- E••••• A•••• I••••••••• otherAug 13, 2012 to Dec 31, 2014 · Chicago, Il
- E••••• A•••• I••••••••• otherAug 13, 2012 to Jul 31, 2015 · Chicago, Il
- K•• F•••••••• L•• to E•••• P•••• C•••••• L••left Dec 1, 2016, registered Jan 29, 2020 (1154 days) · Other
- E••••• A•••• I••••••••• to K•• F•••••••• L••left Jul 31, 2015, registered Jun 10, 2015 (-51 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address