DFX Intelligence
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Registered advisor
J•••••••• O••• L•••••
Feed of 09/15/2026
Also filed as J•••••••• O• L•••••
At current firm
4 y
since Oct 14, 2021
In the industry
15 y
since Aug 23, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 14, 2021 · Devon, Pa
- C••••••• S••••••••• I••• BD affiliatedJun 23, 2016 to Oct 15, 2021 · East Norriton, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••••• S••••••••• I••• to W•••• F•••• A•••••••left Oct 15, 2021, registered Oct 14, 2021 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address