DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• B•••• K•••

F••••••••• I••••••••• A••••••• L••independent RIAPhoenix, Az IA-onlyIAPD 5952284

Certified Financial Planner

Feed of 09/15/2026

Also filed as B•••• K•••

At current firm

2 y

since Apr 30, 2024

In the industry

14 y

since Oct 27, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••••••• I••••••••• A••••••• L•• independent RIA current
since Apr 30, 2024 · Auburn, Me
A••••••• A••••• L•• independent RIA
Sep 9, 2022 to Mar 20, 2024 · Farmingdale, Me
F••••••••• O••••••••• L•• state registered
Apr 19, 2018 to Jul 31, 2022 · Overland Park, Ks
E•• F•••••••• A••••••• independent RIA
Feb 12, 2018 to Apr 4, 2018 · Overland Park, Ks
F•••••••• A••••••• S•••••••• L•• former
Sep 12, 2017 to Jan 17, 2018 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

A••••••• A••••• L•• to F••••••••• I••••••••• A••••••• L••
left Mar 20, 2024, registered Apr 30, 2024 (41 days) · RIA to RIA
F••••••••• O••••••••• L•• to A••••••• A••••• L••
left Jul 31, 2022, registered Sep 9, 2022 (40 days) · Other
E•• F•••••••• A••••••• to F••••••••• O••••••••• L••
left Apr 4, 2018, registered Apr 19, 2018 (15 days) · Affiliated broker-dealer or bank to a state-registered adviser
F•••••••• A••••••• S•••••••• L•• to E•• F•••••••• A•••••••
left Jan 17, 2018, registered Feb 12, 2018 (26 days) · Other

Signals

M•••••• B•••• K••• left A••••••• A••••• L•• for F••••••••• I••••••••• A••••••• L•• (registered 2024-04-30)
Mar 20, 2024 · Advisor changed firm · fact
M•••••• B•••• K••• left F••••••••• O••••••••• L•• for A••••••• A••••• L•• (registered 2022-09-09)
Jul 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address