DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••• G• K••••••

N•••••••• W••••• M••••••••• L••state registeredChesterfield, VaIA-onlyIAPD 5954354

Feed of 09/14/2026

Also filed as R•••• G• K••••••

At current firm

3 y

since Mar 22, 2023

In the industry

15 y

since Aug 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••••• W••••• M••••••••• L•• state registered current
since Mar 22, 2023 · Chesterfield, Va
R•••••••• A••••••• independent RIA
Feb 17, 2022 to Apr 10, 2023 · Nampa, Id
H••••• R•••• former
Jul 19, 2019 to Mar 31, 2022 · Roseville, Ca
W•••• F•••• A••••••• wirehouse
Sep 19, 2011 to Jul 22, 2019 · El Dorado Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

R•••••••• A••••••• to N•••••••• W••••• M••••••••• L••
left Apr 10, 2023, registered Mar 22, 2023 (-19 days) · RIA to a state-registered adviser
H••••• R•••• to R•••••••• A•••••••
left Mar 31, 2022, registered Feb 17, 2022 (-42 days) · RIA to RIA · moved with a team
W•••• F•••• A••••••• to H••••• R••••
left Jul 22, 2019, registered Jul 19, 2019 (-3 days) · Wirehouse to independent RIA

Signals

R•••• G• K•••••• left R•••••••• A••••••• for N•••••••• W••••• M••••••••• L•• (registered 2023-03-22)
Apr 10, 2023 · Advisor changed firm · fact
R•••• G• K•••••• left H••••• R•••• for R•••••••• A••••••• (registered 2022-02-17)
Mar 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address