DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alexandra Nicole Rasmussen
Feed of 09/15/2026
Also filed as Alex N Alvillar
At current firm
1 y
since Jan 1, 2025
In the industry
15 y
since Aug 22, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Mar 6, 2025 · Westminster, Ca
- Financial Counseling Resources LLC state registered currentsince Jan 1, 2025 · Laguna Niguel, Ca
- Independent Financial Group, LLC BD affiliatedJul 15, 2022 to Mar 6, 2025 · Aliso Viejo, Ca
- Financial Counseling Resources LLC formerJul 7, 2016 to Dec 31, 2021 · Santa Ana, Ca
- Npb Financial Group, LLC formerJul 1, 2016 to Jul 15, 2022 · Santa Ana, Ca
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Group, LLC to Financial Counseling Resources LLCleft Mar 6, 2025, registered Jan 1, 2025 (-64 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Npb Financial Group, LLC to Financial Counseling Resources LLCleft Jul 15, 2022, registered Jul 7, 2016 (-2199 days) · Other
- Financial Counseling Resources LLC to Independent Financial Group, LLCleft Dec 31, 2021, registered Jul 15, 2022 (196 days) · Other
Signals
- Alexandra Nicole Rasmussen left Independent Financial Group, Llc for Financial Counseling Resources Llc (registered 2025-01-01)Mar 6, 2025 · Advisor changed firm · fact
- Alexandra Nicole Rasmussen left Npb Financial Group, Llc for Financial Counseling Resources Llc (registered 2016-07-07)Jul 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address