DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christian Patrick Richards
Feed of 09/15/2026
Also filed as Christian Patrick Richards
At current firm
0 y
since Jan 29, 2026
In the industry
12 y
since Oct 15, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Cooper Mcmanus independent RIA currentsince Jan 29, 2026 · Woodland Hills, Ca
- Mariner BD affiliatedDec 4, 2024 to Mar 4, 2026 · Newport Beach, Ca
- Cambridge Investment Research Advisors, Inc. BD affiliatedDec 1, 2014 to Dec 11, 2024 · Glendale, Ca
- Fsc Securities Corporation formerOct 17, 2013 to Apr 16, 2014 · Calabasas, Ca
Moves
a registration end followed by a registration begin elsewhere
- Mariner to Cooper Mcmanusleft Mar 4, 2026, registered Jan 29, 2026 (-34 days) · Affiliated broker-dealer or bank to independent RIA
- Cambridge Investment Research Advisors, Inc. to Marinerleft Dec 11, 2024, registered Dec 4, 2024 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- Fsc Securities Corporation to Cambridge Investment Research Advisors, Inc.left Apr 16, 2014, registered Dec 1, 2014 (229 days) · Other
Signals
- Christian Patrick Richards left Mariner for Cooper Mcmanus (registered 2026-01-29)Mar 4, 2026 · Advisor changed firm · fact
- Christian Patrick Richards left Cambridge Investment Research Advisors, Inc. for Mariner (registered 2024-12-04)Dec 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address