RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A• L••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 4, 2025 · Northbrook, Il
- S••••• C•••••• M••••••••• L•• independent RIANov 7, 2019 to Apr 16, 2020 · Chicago, Il
- I•••••• A•••••••• I••• asset managerDec 2, 2016 to May 30, 2019 · Downers Grove, Il
- A••••••••• F•••••••• S•••••••• L•• national BDJun 8, 2012 to Nov 25, 2016 · Schaumburg, Il
- S••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 16, 2020, registered Aug 4, 2025 (1936 days) · RIA to wirehouse
- I•••••• A•••••••• I••• to S••••• C•••••• M••••••••• L••left May 30, 2019, registered Nov 7, 2019 (161 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to I•••••• A•••••••• I•••left Nov 25, 2016, registered Dec 2, 2016 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address