RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A•••• D•••••
- G•••••••• F•••••••• A•••••••• L•• institutional currentsince Jun 8, 2022 · Boston, Ma
- K••••• A••••••• S•••••••• L•• BD affiliatedMay 9, 2016 to Apr 6, 2022 · Quincy, Ma
- N•• A•••••• S•••••••• L•• formerFeb 7, 2014 to Sep 22, 2016 · Braintree, Ma
- K••••• A••••••• S•••••••• L•• to G•••••••• F•••••••• A•••••••• L••left Apr 6, 2022, registered Jun 8, 2022 (63 days) · Other
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered May 9, 2016 (-136 days) · corporate re-registration, not a move
- R••••• A•••• D••••• left K••••• A••••••• S•••••••• L•• for G•••••••• F•••••••• A•••••••• L•• (registered 2022-06-08)Apr 6, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address