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Registered advisor
R•••••• F•••••••
Personal Financial Specialist
Feed of 09/15/2026
At current firm
10 y
since Mar 31, 2016
In the industry
31 y
since Jan 1, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••• C••••••• A••••••• S•••••• BD affiliated currentsince Mar 31, 2016 · Sun Lakes, Az
- A•••••• A••••••• S••••••• formerOct 28, 2015 to Feb 16, 2016 · Sun Lakes, Az
- A•••••• A••••••• S••••••• formerJan 25, 2012 to Dec 31, 2012 · Sun Lakes, Az
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to M•••• C••••••• A••••••• S••••••left Feb 16, 2016, registered Mar 31, 2016 (44 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address