RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A•••••• G•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Westborough, Ma
- F••••• I••• independent RIAApr 8, 2019 to Jan 11, 2022 · Westborough, Ma
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 20, 2015 to Mar 21, 2019 · Braintree, Ma
- F••••• I••• to C••••• I••••••••• A••••••• L••left Jan 11, 2022, registered Mar 21, 2024 (800 days) · RIA to affiliated broker-dealer or bank
- V••• F•••••••• A•••••••• I••• to F••••• I•••left Mar 21, 2019, registered Apr 8, 2019 (18 days) · Affiliated broker-dealer or bank to independent RIA
- J••••• A•••••• G••••••• left F••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2024-03-21)Jan 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address