DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Natalie Lamb Haggard
Certified Financial Planner
Feed of 09/14/2026
Also filed as Natalie Lamb Gruenberg
At current firm
8 y
since Mar 12, 2018
In the industry
15 y
since Sep 16, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Mar 12, 2018 · Tulsa, Ok
- Mariner Wealth Advisors formerSep 19, 2011 to Jul 3, 2018 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- Mariner Wealth Advisors to Marinerleft Jul 3, 2018, registered Mar 12, 2018 (-113 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address