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Registered advisor
W•••••• L••••••• F••••
Feed of 09/15/2026
Also filed as Trey F••••
At current firm
0 y
since Feb 13, 2026
In the industry
14 y
since Oct 14, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Fullerton, Ca
- U••• B•••••• I••••••••• I••• formerAug 1, 2023 to Feb 13, 2026 · Saint Paul, Mn
- L•• F•••••••• L•• BD affiliatedMay 16, 2018 to Aug 16, 2023 · San Diego, Ca
- W••• F•••• I••••••••• M••••••••• L•• unclassifiedSep 17, 2014 to Jul 2, 2018 · Laguna Niguel, Ca
- W•••• F•••• A••••••• wirehouseAug 22, 2013 to Sep 16, 2014 · Mission Viejo, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 17, 2011 to Aug 23, 2013 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••left Aug 16, 2023, registered Aug 1, 2023 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
- W••• F•••• I••••••••• M••••••••• L•• to L•• F•••••••• L••left Jul 2, 2018, registered May 16, 2018 (-47 days) · Other
- W•••• F•••• A••••••• to W••• F•••• I••••••••• M••••••••• L••left Sep 16, 2014, registered Sep 17, 2014 (1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Aug 23, 2013, registered Aug 22, 2013 (-1 days) · Wirehouse to wirehouse
Signals
- W•••••• L••••••• F•••• left L•• F•••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2023-08-01)Aug 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address