DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• P• S••••

I•• C••••••• L••independent RIAFoster City, CaIA-onlyIAPD 5963536

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as B••••••• S••••

At current firm

2 y

since Nov 28, 2023

In the industry

15 y

since Jul 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Managing Directorreportedieqcapital.comfirm site, Sep 15, 2026
Designations: CFAreportedieqcapital.comas printed on the bio page, Sep 16, 2026
Professional profile: ieqcapital.com/team/ben-steedreportedieqcapital.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

I•• C••••••• L•• independent RIA current
since Nov 28, 2023 · Foster City, Ca
S•••• C••••••• L• independent RIA
May 16, 2017 to Nov 14, 2023 · Salt Lake City, Ut
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 24, 2012 to May 18, 2017 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

S•••• C••••••• L• to I•• C••••••• L••
left Nov 14, 2023, registered Nov 28, 2023 (14 days) · RIA to RIA · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••• C••••••• L•
left May 18, 2017, registered May 16, 2017 (-2 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team

Signals

B••••••• P• S•••• left S•••• C••••••• L• for I•• C••••••• L•• (registered 2023-11-28)
Nov 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address