RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• F• E••••••
- E•••••••• P•••• W••••• P•••••••• L•• independent RIA currentsince Jan 9, 2026 · Windermere, Fl
- U•• F•••••••• S••••••• I••• wirehouseOct 18, 2019 to Jan 20, 2026 · Winter Park, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 13, 2011 to Oct 21, 2019 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• to E•••••••• P•••• W••••• P•••••••• L••left Jan 20, 2026, registered Jan 9, 2026 (-11 days) · Wirehouse to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Oct 21, 2019, registered Oct 18, 2019 (-3 days) · Wirehouse to wirehouse · moved with a team
- D••••• F• E•••••• left U•• F•••••••• S••••••• I••• for E•••••••• P•••• W••••• P•••••••• L•• (registered 2026-01-09)Jan 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address