DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Elevation Point Wealth Partners, LLC
Latest filing Aug 31, 2026
First filing on the tape Mar 30, 2012 · 58 filings
SEC status approved since Jan 3, 2006
RAUM
$8.3B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
98%
$8.1B individuals and HNW
Advisors
56
registered through the firm on IAPD
RAUM per advisor
$148M
derived; firm RAUM over IAPD count
Employees
91
54 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
0
reported on Schedule D
History
58 filings and snapshots on the tape
RAUM$8.3B as of Aug 31, 2026
Mar 30, 2012$780M then
HNW client RAUM$6.4B as of Aug 31, 2026
Mar 29, 2018$1.1B then
State-registered IARs (5.B.3)54 as of Aug 31, 2026
Mar 28, 20130 then
Employees (5.A)91 as of Aug 31, 2026
Mar 28, 201324 then
Private funds: no history
RAUM +240% over the last fiscal year+64% a year over threeIARs 20 to 54offices 6 to 13
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RAUM per advisor
- $148MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $427,654derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 4.0derived14 offices incl. principal (1.F.5)
- RAUM growth, one year
- +240%derivedbetween the last two annual amendments
- Advisor growth, one year
- +160%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +198%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $494M, 542 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$6.4B77%
- Individuals$1.7B20%
- Corporations and businesses$135M1.6%
- Charitable organizations$53.3M0.6%
- Pension and profit-sharing plans$11.9M0.1%
- Insurance companies$2.3M0.0%
- Individual clients
- 3,280reported
- HNW clients
- 1,599reported
- Pension plan clients
- 16reported
- Charitable clients
- 11reported
- Accounts
- 19,386reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $494M for 542 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=10.0derived
Advisors registered through the firm
56 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Oliver Lawrence Benson | Minneapolis, Mn | Jun 25, 2021 | 22 y | 2 |
| Chad Bester | Minneapolis, Mn | Jun 25, 2021 | 23 y | 2 |
| Steven Bernard Powers | Plymouth, Mn | Jan 10, 2024 | 25 y | 2 |
| Bradford Wayne Smithy | Palm Beach Gardens, Fl | Aug 19, 2024 | 32 y | 2 |
| Edward Lowell Hildebrand | Denver, Co | Sep 6, 2024 | 25 y | 10 |
| Tracey Lorraine Trapani | Alpharetta, Ga | Sep 6, 2024 | 22 y | 2 |
| Caitlin Elizabeth Douglas | Denver, Co | Jan 1, 2025 | 17 y | 6 |
| William Daniel Ryan | Denver, Co | Apr 3, 2025 | 15 y | 1 |
| Jennifer Joy Smith | Denver, Co | Apr 3, 2025 | 24 y | 3 |
| Michael Joseph Ryan | Aitkin, Mn | Apr 3, 2025 | 22 y | 3 |
| Wesley Thomas Hoppe | Aitkin, Mn | Apr 3, 2025 | 18 y | 4 |
| Matthew Alan Harbarcuk | Bloomfield Hills, Mi | Apr 16, 2025 | 16 y | 5 |
| Andrew Howard Moss | Denver, Co | Apr 18, 2025 | 32 y | 2 |
| Shawna Elaine Prejean | Lafayette, La | Jun 18, 2025 | 26 y | 1 |
| Travis Demanade FrayardCertified Financial Planner | Lafayette, La | Jun 18, 2025 | 17 y | 2 |
| Benjamin Thomas Domingue | Lafayette, La | Jun 18, 2025 | 27 y | 1 |
| Michael Alan Bohn | Lafayette, La | Jun 18, 2025 | 25 y | 1 |
| Ashley Cross Blanc | Denver, Co | Jun 19, 2025 | 24 y | 2 |
| Linda Ann MalinCertified Financial Planner | Lafayette, La | Jun 19, 2025 | 36 y | 1 |
| Patricia Ann Barnett | Denver, Co | Jun 30, 2025 | 15 y | 1 |
| Lowell Jacob WeissCertified Financial Planner | Farmington Hills, Mi | Jul 11, 2025 | 17 y | 1 |
| Jay Neil HackCertified Financial Planner | Denver, Co | Jul 11, 2025 | 20 y | 1 |
| Paul Agree Hack | Farmington Hills, Mi | Jul 15, 2025 | 43 y | 1 |
| Benjamin Latroy Robinson | Denver, Co | Jul 28, 2025 | 18 y | 3 |
| Andrew James PlumCertified Financial Planner | Tequesta, Fl | Sep 19, 2025 | 24 y | 2 |
| Thomas Cullen | Tequesta, Fl | Sep 19, 2025 | 18 y | 2 |
| Taylor Brandon Marsh | Tequesta, Fl | Sep 19, 2025 | 10 y | 1 |
| Codie Jean Allen | Tequesta, Fl | Sep 25, 2025 | 17 y | 4 |
| Kathleen Caton Burke | Tequesta, Fl | Sep 29, 2025 | 46 y | 2 |
| Glenn Joseph LempeCertified Financial Planner | Plymouth, Mn | Dec 3, 2025 | 35 y | 1 |
| Christopher Michael SnyderChartered Financial Analyst | Denver, Co | Dec 10, 2025 | 22 y | 0 |
| David Randall | Alpharetta, Ga | Jan 9, 2026 | 13 y | 2 |
| Kyle Hammond | Denver, Co | Jan 9, 2026 | 11 y | 1 |
| Daniel F EmersonCertified Financial Planner | Windermere, Fl | Jan 9, 2026 | 15 y | 2 |
| Scott M Emerson | Denver, Co | Jan 9, 2026 | 12 y | 2 |
| James G MalatosCertified Financial Planner | Alpharetta, Ga | Jan 9, 2026 | 14 y | 2 |
| Stephanie Ann Feaser | Denver, Co | Jan 12, 2026 | 21 y | 3 |
| Angelo Vincent EspositoCertified Financial Planner | Alpharetta, Ga | Jan 12, 2026 | 20 y | 2 |
| Natalie Lauren QuinnCertified Financial Planner | Denver, Co | Jan 15, 2026 | 10 y | 1 |
| William T TurnerCertified Financial Planner | Indianapolis, In | Jan 23, 2026 | 20 y | 1 |
Advisor movement
5 left, 30 joined in 12 months
net +25 in 12 months0 left in 90 days6 joined in 90 daysdeparture rate 8.9% of current headcount11 left over 36 months
Left, latest
- Hunter Bertrand to Empower Advisory Group, LLCMay 29, 2026 · RIA to affiliated broker-dealer or bank
- Winston Frederick Justice to Sagepoint Capital Partners LLCApr 2, 2026 · RIA to a newly registered adviser
- Robert Tamarkin to Morgan StanleyJan 6, 2026 · RIA to wirehouse
- Stephanie Bragg to Morgan StanleyNov 17, 2025 · RIA to wirehouse
- Jacob M Urowsky to Morgan StanleyNov 7, 2025 · RIA to wirehouse
- Jacob Lee Hartke to Lake StreetJul 21, 2025 · RIA to RIA
- David Brendan Gottesman to Commonwealth Financial NetworkJul 11, 2024 · RIA to affiliated broker-dealer or bank
- Kurt David Wedewer to Contego Capital Group, Inc.Jan 23, 2024 · RIA to RIA
- Joel Timothy Bennett to Curi Capital, LLCDec 1, 2023 · RIA to RIA
- Paul David Abdenour to Mariner Advisor NetworkDec 1, 2023 · RIA to affiliated broker-dealer or bank
- Samuel Wright to Voya Investment Management Co. LLCNov 17, 2023 · Other
- Marc Evan Friedman to Investment Security Group, Inc.May 2, 2019 · RIA to RIA
Joined, latest
- Holly Hynes from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 9, 2026 · Wirehouse to independent RIA
- Brandon Keith Marvel from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 28, 2026 · Wirehouse to independent RIA
- T Connor Shives from Morgan StanleyAug 24, 2026 · Wirehouse to independent RIA
- Andrea Lynn Cording from UBS Financial Services Inc.Jul 1, 2026 · Wirehouse to independent RIA
- Andrew Clifton Keller from Inscription Capital, LLCJun 29, 2026 · RIA to RIA
- Patrick Ryan Keller from Inscription Capital, LLCJun 29, 2026 · RIA to RIA
- Mark William Ross from Riverplace Capital Management IncJun 17, 2026 · RIA to RIA
- Scott C Wohlers from Riverplace Capital Management IncJun 17, 2026 · RIA to RIA
- Maximillian Mason Stewart from Florida Financial Advisors, LLCApr 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael Justin Runager from UBS Financial Services Inc.Feb 16, 2026 · Wirehouse to independent RIA
- David Krunch Whitfield Kloberdanz from UBS Financial Services Inc.Feb 16, 2026 · Wirehouse to independent RIA
- Madeline A Armstrong from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 23, 2026 · Wirehouse to independent RIA
- Harrison Taylor Mcdougal from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 23, 2026 · Wirehouse to independent RIA
- Jonathon Arnold Shurtz from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 23, 2026 · Wirehouse to independent RIA
- William T Turner from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 23, 2026 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Morgan StanleyNov 7, 2025 · Alpharetta, Ga
- 2 joined from Riverplace Capital Management IncJul 10, 2026 · Jacksonville, Fl
- 2 joined from Inscription Capital, LLCJul 9, 2026 · Houston, Tx
- 2 joined from UBS Financial Services Inc.Feb 24, 2026 · Atlanta, Ga
- 5 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 27, 2026 · Indianapolis, In
- 7 joined from UBS Financial Services Inc.Jan 20, 2026 · Atlanta, Ga
- 5 joined from UBS Financial Services Inc.Oct 1, 2025 · West Palm Beach, Fl
- 4 joined from Triton WealthSep 30, 2025 · Aitkin, Mn · Firm absorbed
- 3 joined from Raymond James & Associates, Inc.Jul 14, 2025 · West Bloomfield, Mi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Greg Anderson · President And Managing Partnercontrolsince 08/2005 · owns less than 5%
- R James Dickson · Chief Executive Officercontrolsince 06/2024 · owns less than 5%
- Elizabeth Caitlin Douglas · Chief Operating Officercontrolsince 10/2024 · owns less than 5%
- Leonard John Sabre · Executive Chairmancontrolsince 08/2005 · owns less than 5%
- R James Dickson · Ceocontrolsince 06/2024 · owns F of Elevation Point, LLC
- Leonard John Sabre · Managercontrolsince 11/2003 · owns F of Elevation Point, LLC
- E Christopher Moran · Chief Financial Officersince 01/2019 · owns less than 5%
- Joseph Michael Sabre · Chief Compliance Officersince 08/2005 · owns less than 5%
- Virginia Lynn Sabre · Membersince 08/2007 · owns 75% or more of Dalton - Mycg, LLC
Entity owners
- Elevation Point, LLC · Memberdirect · owns 75% or more
- Dalton - Mycg, LLC · Memberindirect · owns 50% to 75% of Elevation Point, LLC
Related persons
Schedule D 7.A
- Mount Yale International, Ltdpooled vehicle sponsorn
- Princeton Fund Advisors, LLCinvestment adviserpooled vehicle sponsornRAUM $780M
Advisers that list Elevation Point Wealth Partners, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 46 | 27 | 1 | ||
| Alpharetta, Ga | 9 | 8 | 3 | 1 | |
| Lafayette, La | 8 | 0 | 1 | ||
| Indianapolis, In | 6 | 6 | 0 | ||
| Tequesta, Fl | 6 | 6 | 0 | ||
| Aitkin, Mn | 4 | 0 | 0 | ||
| Plymouth, Mn | 3 | 2 | 0 | ||
| Farmington Hills, Mi | 3 | 0 | 0 | ||
| Atlanta, Ga | 3 | 3 | 0 | ||
| Minneapolis, Mn | 3 | 1 | 0 | ||
| Houston, Tx | 2 | 2 | 0 | ||
| Bloomfield Hills, Mi | 2 | 0 | 0 | ||
| Fernandina Beach, Fl | 2 | 2 | 0 | ||
| Fairmount, Mn | 0 | 0 | 0 | ||
| Galesburg, Mi | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Minneapolis, MN10 employees
- Plymouth, MN2 employees
- Evergreen, CO1 employees
- Fairmont, MN1 employees
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 31, 2026SABRE, JOHN, LEONARD (DIRECTOR) left Schedule A between the filings of 2024-11-07 and 2026-08-31peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 31, 2026ANDERSON, GREG, DAVID (PRESIDENT AND MANAGING PARTNER) left Schedule A between the filings of 2024-11-07 and 2026-08-31peers: independent wealth managers, $5B to $20B (289)
- growth on all axesCombination · filing Apr 30, 2026RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $2,434,909,737 to $8,290,502,368, advisors 20 to 52, private clients 1635 to 4879, offices 6 to 11 (2025-04-15 to 2026-04-30)peers: independent wealth managers, $5B to $20B (289)
- client count surgeChange between filings · filing Apr 30, 2026individual and HNW clients (Item 5.D) moved from 1,635.0 to 4,879.0 (+198.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was +6.0% (224 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $5B to $20B (224) · 99% percentile
- advisor count surgeChange between filings · filing Apr 30, 2026advisory representatives (Item 5.B.3) moved from 20.0 to 52.0 (+160.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was +6.0% (220 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $5B to $20B (220) · 100% percentile
- account count surgeChange between filings · filing Apr 30, 2026accounts (Item 5.F.2.f) moved from 8,324.0 to 19,386.0 (+133.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was +8.0% (253 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $5B to $20B (253) · 98% percentile
- discretionary share shiftChange between filings · filing Apr 30, 2026discretionary share of RAUM moved from 65.0% to 92.0% between the annual amendments of 2025-04-15 and 2026-04-30peers: independent wealth managers, $5B to $20B (289)
- office count surgeChange between filings · filing Apr 30, 2026offices other than the principal office (Item 1.F.5) moved from 6.0 to 11.0 (+83.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was 0.0% (142 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $5B to $20B (142) · 96% percentile
- RAUM up 50 %Change between filings · filing Apr 30, 2026RAUM (Item 5.F) moved from $2,434,909,737 to $8,290,502,368 (+240.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was +18.0% (271 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $5B to $20B (271) · 99% percentile
What changed
consecutive filings, newest first
- Other offices · 12 to 13Jul 22, 2026 to Aug 31, 2026
- Advisory employees · 38 to 54Apr 30, 2026 to Jun 29, 2026
- State-registered IARs · 52 to 54Apr 30, 2026 to Jun 29, 2026
- Other offices · 11 to 12Apr 30, 2026 to Jun 29, 2026
- Accounts · 13,573 to 19,386Mar 31, 2026 to Apr 30, 2026
- Advisory employees · 39 to 38Mar 31, 2026 to Apr 30, 2026
- Corporate clients · 35 to 29Mar 31, 2026 to Apr 30, 2026
- HNW clients · 1,261 to 1,599Mar 31, 2026 to Apr 30, 2026
- Individual clients · 1,581 to 3,280Mar 31, 2026 to Apr 30, 2026
- Pension plan clients · 7 to 16Mar 31, 2026 to Apr 30, 2026
- Employees · 92 to 91Mar 31, 2026 to Apr 30, 2026
- Financial planning clients · 0 to 1-10Mar 31, 2026 to Apr 30, 2026
- Other offices · 12 to 11Mar 31, 2026 to Apr 30, 2026
- Discretionary RAUM · $5.5B to $7.6BMar 31, 2026 to Apr 30, 2026
- HNW RAUM · $5.3B to $6.4BMar 31, 2026 to Apr 30, 2026
- Individual RAUM · $749M to $1.7BMar 31, 2026 to Apr 30, 2026
- Non-discretionary RAUM · $762M to $663MMar 31, 2026 to Apr 30, 2026
- Pension RAUM · $7.5M to $11.9MMar 31, 2026 to Apr 30, 2026
- RAUM · $6.3B to $8.3BMar 31, 2026 to Apr 30, 2026
- Accounts · 8,324 to 13,573Feb 11, 2026 to Mar 31, 2026
- Advisory employees · 20 to 39Feb 11, 2026 to Mar 31, 2026
- Charity clients · 10 to 11Feb 11, 2026 to Mar 31, 2026
- Corporate clients · 22 to 35Feb 11, 2026 to Mar 31, 2026
- HNW clients · 857 to 1,261Feb 11, 2026 to Mar 31, 2026
- Individual clients · 778 to 1,581Feb 11, 2026 to Mar 31, 2026
- Pension plan clients · 9 to 7Feb 11, 2026 to Mar 31, 2026
- Assets in custody · $645M to $494MFeb 11, 2026 to Mar 31, 2026
- Custody of client assets · false to trueFeb 11, 2026 to Mar 31, 2026
- Employees · 68 to 92Feb 11, 2026 to Mar 31, 2026
- State-registered IARs · 44 to 52Feb 11, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.6B to $5.5BFeb 11, 2026 to Mar 31, 2026
- HNW RAUM · $2.1B to $5.3BFeb 11, 2026 to Mar 31, 2026
- Individual RAUM · $239M to $749MFeb 11, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $851M to $762MFeb 11, 2026 to Mar 31, 2026
- Pension RAUM · $8.3M to $7.5MFeb 11, 2026 to Mar 31, 2026
- RAUM · $2.4B to $6.3BFeb 11, 2026 to Mar 31, 2026
- Employees · 66 to 68Jan 22, 2026 to Feb 11, 2026
- Other offices · 11 to 12Jan 22, 2026 to Feb 11, 2026
- BD registered reps · 7 to 10Dec 17, 2025 to Jan 22, 2026
- Employees · 61 to 66Dec 17, 2025 to Jan 22, 2026
Signals
29 dated events
- 2 advisors left Riverplace Capital Management Inc (Jacksonville, FL) for Elevation Point Wealth Partners, LLC on the same dayJul 10, 2026 · Team lift-out · derived
- 2 advisors left Inscription Capital, LLC (Houston, TX) for Elevation Point Wealth Partners, LLC on the same dayJul 9, 2026 · Team lift-out · derived
- Hunter Bertrand left Elevation Point Wealth Partners, Llc for Empower Advisory Group, Llc (registered 2026-06-22)May 29, 2026 · Advisor changed firm · fact
- Elevation Point Wealth Partners, Llc reported RAUM $8.3B, up 32% from $6.3B (2026-03-31 to 2026-04-30)Apr 30, 2026 · RAUM change · derived
- Winston Frederick Justice left Elevation Point Wealth Partners, Llc for Sagepoint Capital Partners Llc (registered 2026-05-01)Apr 2, 2026 · Advisor changed firm · fact
- Elevation Point Wealth Partners, Llc reported RAUM $6.3B, up 159% from $2.4B (2026-02-11 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- 2 advisors left UBS Financial Services Inc. (Atlanta, GA) for Elevation Point Wealth Partners, LLC on the same dayFeb 24, 2026 · Team lift-out · derived
- 5 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Indianapolis, IN) for Elevation Point Wealth Partners, LLC a day apartJan 27, 2026 · Team lift-out · derived
- Elevation Point Wealth Partners, Llc reported 44 state-registered advisory representatives, up from 20 (2025-12-17 to 2026-01-22)Jan 22, 2026 · Advisor headcount change · derived
- 7 advisors left UBS Financial Services Inc. (Atlanta, GA) for Elevation Point Wealth Partners, LLC on the same dayJan 20, 2026 · Team lift-out · derived
- Robert Tamarkin left Elevation Point Wealth Partners, Llc for Morgan Stanley (registered 2025-12-08)Jan 6, 2026 · Advisor changed firm · fact
- Stephanie Bragg left Elevation Point Wealth Partners, Llc for Morgan Stanley (registered 2025-12-01)Nov 17, 2025 · Advisor changed firm · fact
- Jacob M Urowsky left Elevation Point Wealth Partners, Llc for Morgan Stanley (registered 2026-05-26)Nov 7, 2025 · Advisor changed firm · fact
- 2 advisors left Elevation Point Wealth Partners, LLC (Alpharetta, GA) for Morgan Stanley within 10 daysNov 7, 2025 · Team lift-out · derived
- 5 advisors left UBS Financial Services Inc. (West Palm Beach, FL) for Elevation Point Wealth Partners, LLC on the same dayOct 1, 2025 · Team lift-out · derived
- Triton Wealth's advisors moved to Elevation Point Wealth Partners, LLC (Aitkin, MN): 4 of 4 registered, on the same daySep 30, 2025 · Firm absorbed (people side) · derived
- Jacob Lee Hartke left Elevation Point Wealth Partners, Llc for Lake Street (registered 2025-06-02)Jul 21, 2025 · Advisor changed firm · fact
- 3 advisors left Raymond James & Associates, Inc. (West Bloomfield, MI) for Elevation Point Wealth Partners, LLC a day apartJul 14, 2025 · Team lift-out · derived
- 7 advisors left UBS Financial Services Inc. (Lafayette, LA) for Elevation Point Wealth Partners, LLC on the same dayJun 30, 2025 · Team lift-out · derived
- Elevation Point Wealth Partners, Llc reported 20 state-registered advisory representatives, up from 8 (2024-12-20 to 2025-04-15)Apr 15, 2025 · Advisor headcount change · derived
- Elizabeth Caitlin Douglas (Chief Operating Officer) appeared on Schedule A of Elevation Point Wealth Partners, LlcNov 7, 2024 · Control person joined · fact
- R James Dickson (Ceo) appeared on Schedule A of Elevation Point Wealth Partners, LlcAug 28, 2024 · Control person joined · fact
- David Brendan Gottesman left Elevation Point Wealth Partners, Llc for Commonwealth Financial Network (registered 2024-07-17)Jul 11, 2024 · Advisor changed firm · fact
- Kurt David Wedewer left Elevation Point Wealth Partners, Llc for Contego Capital Group, Inc. (registered 2024-02-26)Jan 23, 2024 · Advisor changed firm · fact
- 2 advisors left LPL Financial LLC (Plymouth, MN) for Elevation Point Wealth Partners, LLC on the same dayJan 9, 2024 · Team lift-out · derived
- Paul David Abdenour left Elevation Point Wealth Partners, Llc for Mariner Advisor Network (registered 2024-11-13)Dec 1, 2023 · Advisor changed firm · fact
- Joel Timothy Bennett left Elevation Point Wealth Partners, Llc for Curi Capital, Llc (registered 2024-03-05)Dec 1, 2023 · Advisor changed firm · fact
- Samuel Wright left Elevation Point Wealth Partners, Llc for Voya Investment Management Co. Llc (registered 2023-11-02)Nov 17, 2023 · Advisor changed firm · fact
- Elevation Point Wealth Partners, Llc reported RAUM $2.0B, up 26% from $1.6B (2021-04-01 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Mount Yale Investment Advisors, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 952-897-5390reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/triton-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/elevation-pointreportedpublic record, Form ADV, Sep 17, 2026
- Website
- elevationpoint.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-382-2880reportedpublic record, Form ADV, Aug 31, 2026
- Contact form
- elevationpoint.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- elevationpoint.com/about-who-we-are/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $148Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026