RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Mar 21, 2020 · Overland Park, Ks
- B•••••••• L•• independent RIAAug 31, 2017 to Mar 13, 2020 · Wichita, Ks
- F•••••••• L•• formerOct 3, 2013 to Sep 11, 2015 · Minneapolis, Mn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 16, 2011 to Sep 27, 2013 · Wichita, Ks
- B•••••••• L•• to P•••• C•••••• F••••••••left Mar 13, 2020, registered Mar 21, 2020 (8 days) · Other
- F•••••••• L•• to B•••••••• L••left Sep 11, 2015, registered Aug 31, 2017 (720 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••••••• L••left Sep 27, 2013, registered Oct 3, 2013 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address