RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• H•••••• N•••
- C•••• W••••• P•••••••• L•• independent RIA currentsince Jul 22, 2026 · O'Fallon, Il
- F•••• C•••••• A••••••• S••••••• BD affiliatedDec 15, 2015 to May 5, 2026 · Fort Worth, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerApr 2, 2015 to Dec 15, 2015 · O'Fallon, Il
- F•••• C•••••• F•••••••• P•••••••• I••• formerOct 27, 2011 to Jan 20, 2012 · O'Fallon, Il
- F•••• C•••••• A••••••• S••••••• to C•••• W••••• P•••••••• L••left May 5, 2026, registered Jul 22, 2026 (78 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move
- J•••• H•••••• N••• left F•••• C•••••• A••••••• S••••••• for C•••• W••••• P•••••••• L•• (registered 2026-07-22)May 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address