B••••••• R• M••••••••

• F•••• T•••• S••••••••• I••• BD affiliated current
  since Jul 13, 2018 · Sullivan, In
• W•••• F•••• A••••••• wirehouse
  Aug 5, 2015 to Jul 11, 2018 · Terre Haute, In
• P•••• S••••••••• L•• no RAUM
  Feb 1, 2013 to Jul 28, 2015 · Terre Haute, In

• W•••• F•••• A••••••• to F•••• T•••• S••••••••• I•••
  left Jul 11, 2018, registered Jul 13, 2018 (2 days) · Wirehouse to affiliated broker-dealer or bank
• P•••• S••••••••• L•• to W•••• F•••• A•••••••
  left Jul 28, 2015, registered Aug 5, 2015 (8 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address