DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• R••• S••••••

J••• F•••••••• A•••••••• L••independent RIABloomington, MnIA-onlyIAPD 5968563

Feed of 09/14/2026

Also filed as J•••••• R Henderson

At current firm

3 y

since Nov 16, 2022

In the industry

14 y

since Sep 22, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• F•••••••• A•••••••• L•• independent RIA current
since Nov 16, 2022 · Bloomington, Mn
B••••••• J•••• L•• independent RIA
Oct 30, 2019 to Nov 21, 2022 · Seattle, Wa
L•••••• I••••••••• A•••••••• L•• no RAUM
Aug 19, 2016 to Jul 15, 2019 · Charlotte, Nc
O••••••••• institutional
Jan 9, 2015 to Aug 2, 2016 · Golden Valley, Mn
L•• F•••••••• L•• BD affiliated
Jan 7, 2015 to Aug 12, 2016 · Golden Valley, Mn

Moves

a registration end followed by a registration begin elsewhere

B••••••• J•••• L•• to J••• F•••••••• A•••••••• L••
left Nov 21, 2022, registered Nov 16, 2022 (-5 days) · RIA to RIA
L•••••• I••••••••• A•••••••• L•• to B••••••• J•••• L••
left Jul 15, 2019, registered Oct 30, 2019 (107 days) · Other
L•• F•••••••• L•• to O•••••••••
left Aug 12, 2016, registered Jan 9, 2015 (-581 days) · Other
O••••••••• to L•••••• I••••••••• A•••••••• L••
left Aug 2, 2016, registered Aug 19, 2016 (17 days) · Other

Signals

J•••••• R••• S•••••• left B••••••• J•••• L•• for J••• F•••••••• A•••••••• L•• (registered 2022-11-16)
Nov 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address