RIA Intelligence

• P••• W••••• M••••••••• state registered current
  since Oct 1, 2020 · Lakewood Ranch, Fl
• D••• K• E••••••• I••• independent RIA
  Jun 22, 2017 to Apr 1, 2021 · Venice, Fl
• E••••••• I••••••• S•••••••• L•• unclassified
  Sep 22, 2014 to Jun 29, 2017 · Lakewood Ranch, Fl
• P••• F•••••••• P•••••••• L•• unclassified
  Oct 5, 2011 to Dec 31, 2015 · Bradenton, Fl

• D••• K• E••••••• I••• to P••• W••••• M•••••••••
  left Apr 1, 2021, registered Oct 1, 2020 (-182 days) · RIA to a state-registered adviser
• E••••••• I••••••• S•••••••• L•• to D••• K• E••••••• I•••
  left Jun 29, 2017, registered Jun 22, 2017 (-7 days) · Other · moved with a team
• P••• F•••••••• P•••••••• L•• to E••••••• I••••••• S•••••••• L••
  left Dec 31, 2015, registered Sep 22, 2014 (-465 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address