DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Lowell Short
Certified Financial Planner
Feed of 09/14/2026
Also filed as Brian Short
At current firm
1 y
since Jun 4, 2025
In the industry
14 y
since Jun 29, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Focus Partners Wealth, LLC independent RIA currentsince Jun 4, 2025 · Indianapolis, In
- Spectrum Wealth Management formerMar 22, 2023 to Jun 30, 2025 · Indianapolis, In
- Fidelity Personal And Workplace Advisors formerMar 18, 2020 to Mar 27, 2023 · Carmel, In
- Td Ameritrade Investment Management, LLC formerApr 6, 2015 to Mar 17, 2020 · Indianapolis, In
- Td Ameritrade, Inc. formerApr 6, 2015 to Mar 17, 2020 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Spectrum Wealth Management to Focus Partners Wealth, LLCleft Jun 30, 2025, registered Jun 4, 2025 (-26 days) · RIA to RIA · moved with a team
- Fidelity Personal And Workplace Advisors to Spectrum Wealth Managementleft Mar 27, 2023, registered Mar 22, 2023 (-5 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Mar 17, 2020, registered Apr 6, 2015 (-1807 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Mar 17, 2020, registered Apr 6, 2015 (-1807 days) · Other
Signals
- Brian Lowell Short left Spectrum Wealth Management for Focus Partners Wealth, Llc (registered 2025-06-04)Jun 30, 2025 · Advisor changed firm · fact
- Brian Lowell Short left Fidelity Personal And Workplace Advisors for Spectrum Wealth Management (registered 2023-03-22)Mar 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address