DFX Intelligence
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Feed of 09/14/2026
At current firm
1 y
since Jan 29, 2025
In the industry
14 y
since Feb 29, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 29, 2025 · Stuart, Fl
- P•• W••••• M••••••••• BD affiliatedJul 21, 2014 to Nov 1, 2018 · Palm City, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 5, 2012 to Jul 8, 2014 · Palm Beach Gardens, Fl
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to L•• F•••••••• L••left Nov 1, 2018, registered Jan 29, 2025 (2281 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Jul 8, 2014, registered Jul 21, 2014 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address