RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• D•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 17, 2023 · Pittsburgh, Pa
- C••••••• S••••••••• I••• BD affiliatedMay 16, 2016 to Feb 23, 2023 · Zelienople, Pa
- P•• W••••• M••••••••• BD affiliatedNov 12, 2014 to May 19, 2016 · Pittsburgh, Pa
- C••••••• S••••••••• I••• to L•• F•••••••• L••left Feb 23, 2023, registered Feb 17, 2023 (-6 days) · Affiliated broker-dealer or bank to independent RIA
- P•• W••••• M••••••••• to C••••••• S••••••••• I•••left May 19, 2016, registered May 16, 2016 (-3 days) · Other · moved with a team
- J••••• M•••••• D••••••••• left C••••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2023-02-17)Feb 23, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address