K•••••• W• M••••••

• L•• E••••••••• L•• BD affiliated current
  since Nov 18, 2024 · Winter Springs, Fl
• P•••• S••••••••• L•• no RAUM
  May 16, 2018 to Nov 12, 2024 · Orlando, Fl
• P•• W••••• M••••••••• BD affiliated
  Mar 21, 2013 to Mar 5, 2018 · Port Orange, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Nov 21, 2011 to Mar 13, 2013 · Lake Mary, Fl

• P•••• S••••••••• L•• to L•• E••••••••• L••
  left Nov 12, 2024, registered Nov 18, 2024 (6 days) · corporate re-registration, not a move
• P•• W••••• M••••••••• to P•••• S••••••••• L••
  left Mar 5, 2018, registered May 16, 2018 (72 days) · Affiliated broker-dealer or bank to another
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••
  left Mar 13, 2013, registered Mar 21, 2013 (8 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address