RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• J• P••••••••
- W•••••• W••••• A••••••• L•• state registered currentsince May 23, 2017 · W••••••, Pa
- J••••• M••••••••• S•••• L•• BD affiliatedNov 12, 2015 to May 24, 2017 · Pittsburgh, Pa
- L•• F•••••••• L•• BD affiliatedApr 12, 2013 to Nov 19, 2015 · Butler, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 20, 2011 to Apr 9, 2013 · Pittsburgh, Pa
- J••••• M••••••••• S•••• L•• to W•••••• W••••• A••••••• L••left May 24, 2017, registered May 23, 2017 (-1 days) · Other
- L•• F•••••••• L•• to J••••• M••••••••• S•••• L••left Nov 19, 2015, registered Nov 12, 2015 (-7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Apr 9, 2013, registered Apr 12, 2013 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address