DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
N••••• R••••••• J••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as R•••• J••••••••• R• J••••••••• R• J••••
At current firm
2 y
since Dec 6, 2023
In the industry
13 y
since Apr 25, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Dec 6, 2023 · Mclean, Va
- P••• A••••• S••••••••• L•• BD affiliatedAug 23, 2018 to Nov 2, 2023 · Reston, Va
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Nov 2, 2023, registered Dec 6, 2023 (34 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedNov 2, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address