RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• R••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 29, 2021 · St. Petersburg, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 17, 2016 to Feb 10, 2021 · Saint Petersburg, Fl
- E•••••• C•••••• M••••••••• L•• formerNov 4, 2015 to Oct 14, 2016 · Tampa, Fl
- U•• F•••••••• S••••••• I••• wirehouseMar 27, 2012 to May 6, 2015 · St. Petersburg, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 6, 2012 to Mar 30, 2012 · Saint Petersburg, Fl
- J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••left Feb 10, 2021, registered Jan 29, 2021 (-12 days) · Wirehouse to wirehouse
- E•••••• C•••••• M••••••••• L•• to J••• M••••• S••••••••• L••left Oct 14, 2016, registered Oct 17, 2016 (3 days) · Other
- U•• F•••••••• S••••••• I••• to E•••••• C•••••• M••••••••• L••left May 6, 2015, registered Nov 4, 2015 (182 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Mar 30, 2012, registered Mar 27, 2012 (-3 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address