RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••••• L•• state registered currentsince Mar 14, 2018 · Charlotte, Nc
- M•••• C•••• 2• M•• I••• unclassifiedJun 30, 2017 to Apr 25, 2019 · Charlotte, Nc
- G••••••• I••••••••• L•• independent RIAApr 20, 2017 to Aug 13, 2019 · Charlotte, Nc
- G••••••• I••••••••• L•• to M•••• C•••• 2• M•• I•••left Aug 13, 2019, registered Jun 30, 2017 (-774 days) · Other
- M•••• C•••• 2• M•• I••• to C••••••••• L••left Apr 25, 2019, registered Mar 14, 2018 (-407 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address