DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C••••••••• L••

STATE REGISTEREDAtlanta, GeorgiaCRD 288124websiteIAPD
Latest filing Jun 22, 2026
First filing on the tape Jun 22, 2026 · 1 filings
RAUM
$272,099
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$272,099 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
RAUM per advisor
$34,012derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2,694derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
4.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$272,099100%
Individual clients
101reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
101reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
9 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
K•••• N••••• C••••••Atlanta, GaApr 21, 201710 y0
G••••• A•••••••••Charlotte, NcMar 14, 201813 y2
D••••• R••••• J••••Atlanta, GaSep 15, 202113 y1
G••• D••••••••Charlotte, NcOct 25, 202419 y1
T••••• W•••••Atlanta, Ga Oct 29, 202410 y2
D•••• L••••• A•••••Decatur, Ga May 22, 202513 y4
R••••• E•••••••• N••••••Austin, Tx Sep 11, 202512 y1
I•• U••••••• E••••Certified Financial PlannerAtlanta, Ga Feb 23, 202610 y7
C••••• G•••••• B•••••• G•••••••Gurabo, Pr Aug 13, 202612 y1
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 days1 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Atlanta, Ga · principal730
Charlotte, Nc200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
  • C•••••• L••••••• R•••••• left C••••••••• L•• for F••••• I••••••••• (registered 2025-06-27)
    Jun 13, 2025 · Advisor changed firm · fact
  • J•••••••• V•• S••••••• left C••••••••• L•• for F•••••••• I•••••••• A•••••••• L•• (registered 2022-01-07)
    Mar 21, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/capitalwize/aboutreportedpublic record, Form ADV, Sep 18, 2026
Website
capitalwize.coreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
800-835-0863reportedpublic record, Form ADV, Jun 22, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
STATE REGISTEREDderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 15, 2026