DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Stutz
Feed of 09/15/2026
Also filed as Mark Oliver Stutz
At current firm
1 y
since Sep 16, 2025
In the industry
14 y
since May 12, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- First Command Advisory Services BD affiliated currentsince Sep 16, 2025 · Charlotte, Nc
- Cuso Financial Services, L.P. formerMar 18, 2024 to Aug 1, 2025 · Syracuse, Ny
- Cadaret Grant & Co Inc formerOct 23, 2023 to Mar 18, 2024 · Syracuse, Ny
- E*Trade Capital Management, LLC formerJul 15, 2019 to Aug 15, 2023 · Charlotte, Nc
- LPL Financial LLC BD affiliatedJan 17, 2017 to Jul 8, 2019 · Fort Mill, Sc
Moves
a registration end followed by a registration begin elsewhere
- Cuso Financial Services, L.P. to First Command Advisory Servicesleft Aug 1, 2025, registered Sep 16, 2025 (46 days) · Affiliated broker-dealer or bank to another
- Cadaret Grant & Co Inc to Cuso Financial Services, L.P.left Mar 18, 2024, registered Mar 18, 2024 (0 days) · channel change inside one enterprise, not a move
- E*Trade Capital Management, LLC to Cadaret Grant & Co Incleft Aug 15, 2023, registered Oct 23, 2023 (69 days) · RIA to affiliated broker-dealer or bank
- LPL Financial LLC to E*Trade Capital Management, LLCleft Jul 8, 2019, registered Jul 15, 2019 (7 days) · RIA to RIA
Signals
- Mark Stutz left Cuso Financial Services, L.P. for First Command Advisory Services (registered 2025-09-16)Aug 1, 2025 · Advisor changed firm · fact
- Mark Stutz left E*Trade Capital Management, Llc for Cadaret Grant & Co Inc (registered 2023-10-23)Aug 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address