RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• S•••• B••••••••
- F•••• T•••• S••••••••• I••• BD affiliated currentsince May 25, 2023 · Grand Rapids, Mi
- L•• F•••••••• L•• BD affiliatedDec 14, 2021 to Mar 28, 2023 · Troy, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 9, 2021 to Nov 9, 2021 · Grand Rapids, Mi
- A• W••••• M••••••••• L•• BD affiliatedJun 26, 2019 to Apr 30, 2020 · Lisle, Il
- F•••• T•••• S••••••••• I••• BD affiliatedJun 4, 2015 to Mar 22, 2019 · Grand Rapids, Mi
- L•• F•••••••• L•• to F•••• T•••• S••••••••• I•••left Mar 28, 2023, registered May 25, 2023 (58 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to L•• F•••••••• L••left Nov 9, 2021, registered Dec 14, 2021 (35 days) · Affiliated broker-dealer or bank to another
- A• W••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 30, 2020, registered Jun 9, 2021 (405 days) · RIA to affiliated broker-dealer or bank
- F•••• T•••• S••••••••• I••• to A• W••••• M••••••••• L••left Mar 22, 2019, registered Jun 26, 2019 (96 days) · Affiliated broker-dealer or bank to independent RIA
- B•••••• S•••• B•••••••• left L•• F•••••••• L•• for F•••• T•••• S••••••••• I••• (registered 2023-05-25)Mar 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address