DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tyler David Shumaker
Feed of 09/14/2026
At current firm
1 y
since May 5, 2025
In the industry
15 y
since Mar 1, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Centaurus Financial, Inc. BD affiliated currentsince May 5, 2025 · Upland, Ca
- Secure Investment Management, LLC independent RIAApr 2, 2025 to Apr 22, 2025 · Eastvale, Ca
- Wells Fargo Advisors wirehouseNov 20, 2023 to Mar 13, 2025 · Yorba Linda, Ca
- Centaurus Financial, Inc. BD affiliatedJun 24, 2013 to Nov 13, 2023 · Anaheim, Ca
Moves
a registration end followed by a registration begin elsewhere
- Secure Investment Management, LLC to Centaurus Financial, Inc.left Apr 22, 2025, registered May 5, 2025 (13 days) · RIA to affiliated broker-dealer or bank
- Wells Fargo Advisors to Secure Investment Management, LLCleft Mar 13, 2025, registered Apr 2, 2025 (20 days) · Wirehouse to independent RIA
- Centaurus Financial, Inc. to Wells Fargo Advisorsleft Nov 13, 2023, registered Nov 20, 2023 (7 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Tyler David Shumaker left Secure Investment Management, Llc for Centaurus Financial, Inc. (registered 2025-05-05)Apr 22, 2025 · Advisor changed firm · fact
- Tyler David Shumaker left Wells Fargo Advisors for Secure Investment Management, Llc (registered 2025-04-02)Mar 13, 2025 · Advisor changed firm · fact
- Tyler David Shumaker left Centaurus Financial, Inc. for Wells Fargo Advisors (registered 2023-11-20)Nov 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address