DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• L••••• P• R••••

M•• I•••••••• S•••••••• L••BD affiliatedBelleville, Nj dual registrantIAPD 5988418

Feed of 09/15/2026

Also filed as M••• L••••• Paredes R••••

At current firm

1 y

since Jun 18, 2025

In the industry

14 y

since Jan 19, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Jun 18, 2025 · Belleville, Nj
M••••• S•••••• wirehouse
Jan 20, 2021 to Apr 11, 2024 · Rochester, Ny
A••••••••• I••• BD affiliated
Apr 11, 2019 to Dec 21, 2020 · Chicago, Il
N••••• A•••• M••••••••• L•• mixed wealth
Nov 2, 2018 to Mar 28, 2019 · Chicago, Il
U•• F•••••••• S••••••• I••• wirehouse
Mar 6, 2013 to Apr 22, 2013 · Weehawken, Nj
E•••••••• A•••••••• L•• national BD
Feb 17, 2012 to Apr 30, 2012 · Belleville, Nj

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to M•• I•••••••• S•••••••• L••
left Apr 11, 2024, registered Jun 18, 2025 (433 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• I••• to M••••• S••••••
left Dec 21, 2020, registered Jan 20, 2021 (30 days) · Affiliated broker-dealer or bank to wirehouse
N••••• A•••• M••••••••• L•• to A••••••••• I•••
left Mar 28, 2019, registered Apr 11, 2019 (14 days) · RIA to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to N••••• A•••• M••••••••• L••
left Apr 22, 2013, registered Nov 2, 2018 (2020 days) · Other
E•••••••• A•••••••• L•• to U•• F•••••••• S••••••• I•••
left Apr 30, 2012, registered Mar 6, 2013 (310 days) · Affiliated broker-dealer or bank to wirehouse

Signals

M••• L••••• P• R•••• left M••••• S•••••• for M•• I•••••••• S•••••••• L•• (registered 2025-06-18)
Apr 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address