RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• T• K••••••
- K••••••• F•••••••• P••••••• L•• state registered currentsince Sep 30, 2022 · Woburn, Ma
- S•• W••••• independent RIANov 9, 2015 to May 26, 2022 · Boston, Ma
- P••• F•••••••• M••••••••• I•• independent RIAOct 21, 2014 to Oct 28, 2015 · Wellesley, Ma
- S•• W••••• to K••••••• F•••••••• P••••••• L••left May 26, 2022, registered Sep 30, 2022 (127 days) · RIA to a state-registered adviser
- P••• F•••••••• M••••••••• I•• to S•• W•••••left Oct 28, 2015, registered Nov 9, 2015 (12 days) · Other
- K••••••• T• K•••••• left S•• W••••• for K••••••• F•••••••• P••••••• L•• (registered 2022-09-30)May 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address