DFX Intelligence
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Registered advisor
J••••• H•••• B••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••• H•••• B••••••
At current firm
1 y
since Mar 31, 2025
In the industry
14 y
since Feb 28, 2012 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Reno, Nv
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 17, 2023 to Mar 31, 2025 · Reno, Nv
- P•••• S••••••••• L•• no RAUMFeb 25, 2021 to Jul 21, 2021 · San Jose, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDDec 17, 2018 to Jul 8, 2020 · Reno, Nv
- J••••• B•••••• A••••••• S••••••• L•• unclassifiedAug 11, 2017 to Sep 14, 2019 · Reno, Nv
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 25, 2015 to Jul 11, 2017 · South Lake Tahoe, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMar 22, 2013 to Mar 6, 2015 · Reno, Nv
- W•••••• • R••• formerFeb 29, 2012 to Dec 5, 2012 · Reno, Nv
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 21, 2021, registered Apr 17, 2023 (635 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••left Jul 8, 2020, registered Feb 25, 2021 (232 days) · Affiliated broker-dealer or bank to another
- J••••• B•••••• A••••••• S••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Sep 14, 2019, registered Dec 17, 2018 (-271 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••••• B•••••• A••••••• S••••••• L••left Jul 11, 2017, registered Aug 11, 2017 (31 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 6, 2015, registered Mar 25, 2015 (19 days) · Affiliated broker-dealer or bank to wirehouse
- W•••••• • R••• to A••••••••• F•••••••• S•••••••• L••left Dec 5, 2012, registered Mar 22, 2013 (107 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address