RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• A••••• Y••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Mar 9, 2021 · Plantation, Fl
- C•••• C•••••• S••••••••• L••• formerJun 15, 2017 to Dec 31, 2018 · Plantation, Fl
- G•• S••••••••• I••• BD affiliatedOct 16, 2015 to Aug 17, 2016 · Hollywood, Fl
- S•••• T•• A•• W••••• A••••••• unclassifiedJun 11, 2013 to Jul 19, 2013 · Plano, Tx
- C•••• C•••••• S••••••••• L••• to B••••••••• C•••••• M••••••••• L••left Dec 31, 2018, registered Mar 9, 2021 (799 days) · RIA to RIA
- G•• S••••••••• I••• to C•••• C•••••• S••••••••• L•••left Aug 17, 2016, registered Jun 15, 2017 (302 days) · Other
- S•••• T•• A•• W••••• A••••••• to G•• S••••••••• I•••left Jul 19, 2013, registered Oct 16, 2015 (819 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address